17 CFR Part 36 - PART 36—TRADE EXECUTION REQUIREMENT

  1. § 36.1 Exemptions to trade execution requirement.
Authority:
7 U.S.C. 1a, 2, 5, 6, 6c, 7, 7a–2, and 7b–3, as amended by Titles VII and VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. 111–203, 124 Stat. 1376 (2010).
Source:
85 FR 82328, Dec. 18, 2020, unless otherwise noted.